Career Opportunities

Application for Marketing Representative

Frequently Asked Questions

A Marketing Representative (MR) can introduce or refer prospective clients or market the services of the Principal that he represents or acts for as well as provide client support services. He is not allowed to take clients’ orders, execute trades, make specific recommendations or give transactional advice. An MR is required to inform the client of any remuneration received by the MR and its amount, if requested.

The permitted activities of an MR consist of :

  • arranging for the customer to meet with or speak to the Principal;
  • forwarding customer’s particulars to the Principal;
  • providing the customer with factual information relating to products and services offered by the Principal including conducting presentations; or
  • provide client support services such as forwarding information on performance of fund to clients.
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